Unclaimed
Edward Joseph Garbacik is a wealth advisor with over 30 years of experience in the financial services industry. Edward is currently registered with Cetera Investment Advisers LLC in Easthampton, MA. Edward has also held positions at Cambridge Investment Research, Inc., Commonwealth Financial Network, and UBS Financial Services Inc., among others. Edward has passed the Series 6, Series 7, Series 63, Series 65, and Series 66 exams. Edward holds the Certified Financial Planner designation. Edward is also licensed in Connecticut, Florida, Massachusetts, Rhode Island and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (EASTHAMPTON MA)
MA
05/24/2013 - 12/09/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (SOUTH HADLEY MA)
MA
05/04/2009 - 05/24/2013
COMMONWEALTH FINANCIAL NETWORK (FLORENCE MA)
MA
05/09/2008 - 05/04/2009
INFINEX INVESTMENTS, INC. (FLORENCE MA)
NY
01/31/2007 - 05/14/2008
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
CT
04/01/2004 - 02/04/2005
INFINEX INVESTMENTS, INC. (MERIDEN CT)
SC
11/08/1999 - 04/07/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
01/02/1996 - 12/02/1999
FIS SECURITIES, INC. (BOSTON MA)
IN
10/05/1995 - 12/31/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NJ
06/29/1990 - 08/27/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/29/1990 - 08/27/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MA
10/29/1986 - 06/13/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 03/05/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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