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Edward Joseph Garbacik

Cetera Investment Advisers LLC

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About Edward Joseph Garbacik

Edward Garbacik is a financial advisor with Cetera Investment Advisers LLC. Edward has been working in the financial industry since December 15, 1991. Edward is a CERTIFIED FINANCIAL PLANNER™ professional. Edward is registered to provide investment advice in Connecticut, Florida, Massachusetts, Rhode Island and South Carolina. Edward has experience working with individual clients, high-net-worth individuals, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities.

Firm Information

Edward Garbacik is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

184 NORTHAMPTON ST STE 201

EASTHAMPTON, MA 01027

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Edward Garbacik’s Registration & Firm History

MA

03/21/2024 - Present

Cetera Investment Advisers LLC (EASTHAMPTON MA)

MA

05/24/2013 - 12/09/2019

CAMBRIDGE INVESTMENT RESEARCH, INC. (SOUTH HADLEY MA)

MA

05/04/2009 - 05/24/2013

COMMONWEALTH FINANCIAL NETWORK (FLORENCE MA)

MA

05/09/2008 - 05/04/2009

INFINEX INVESTMENTS, INC. (FLORENCE MA)

NY

01/31/2007 - 05/14/2008

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

CT

04/01/2004 - 02/04/2005

INFINEX INVESTMENTS, INC. (MERIDEN CT)

SC

11/08/1999 - 04/07/2004

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

MA

01/02/1996 - 12/02/1999

FIS SECURITIES, INC. (BOSTON MA)

IN

10/05/1995 - 12/31/1995

MDS SECURITIES INCORPORATED (CARMEL IN)

NJ

06/29/1990 - 08/27/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

06/29/1990 - 08/27/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

MA

10/29/1986 - 06/13/1990

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 3/5/2007

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/17/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/9/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/1997

Series 7 - General Securities Representative Examination

BC

Issued 10/4/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Joseph Garbacik.
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