Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Joseph Frederick is a registered representative with HSBC Securities (USA) Inc. in New York, NY. Edward has been in the financial industry for over 37 years. Edward is also registered with the state of Illinois and New York. Edward has passed the Series 7, Series 63, Series 72, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/07/2004 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
CT
03/27/1997 - 04/12/2004
ABN AMRO INCORPORATED (STAMFORD CT)
NY
09/16/1991 - 03/05/1997
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NA
12/22/1989 - 06/06/1991
LEHMAN GOVERNMENT SECURITIES INC.
NA
12/22/1989 - 06/06/1991
LEHMAN SPECIAL SECURITIES INC.
NY
11/21/1984 - 06/06/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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