Unclaimed
Edward Farris is a financial advisor registered with Nationwide Investment Services Corp. Edward has been in the financial services industry since 2002. Edward is licensed in Kansas, Missouri, Ohio and Texas. Edward has passed the Series 63, Series 66, Series 7 and SIE exams. Edward was previously registered with JPMorgan Distribution Services, Inc., BANC ONE SECURITIES CORPORATION, A. G. EDWARDS & SONS, INC., and CAPITAL SECURITIES OF AMERICA, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
01/23/2006 - Present
Nationwide Investment Services Corp. (GRANDVIEW HEIGHTS OH)
OH
02/18/2005 - 11/29/2005
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
IL
10/01/2003 - 03/01/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
04/15/2002 - 12/18/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
OH
09/10/2001 - 03/15/2002
CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)
BC
Issued 02/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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