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Edward Joseph Farris

Nationwide Investment Services Corp.

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About Edward Joseph Farris

Edward Farris is a financial advisor registered with Nationwide Investment Services Corp. Edward has been in the financial services industry since 2002. Edward is licensed in Kansas, Missouri, Ohio and Texas. Edward has passed the Series 63, Series 66, Series 7 and SIE exams. Edward was previously registered with JPMorgan Distribution Services, Inc., BANC ONE SECURITIES CORPORATION, A. G. EDWARDS & SONS, INC., and CAPITAL SECURITIES OF AMERICA, INC.

Firm Information

Edward Farris is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Farris’s Registration & Firm History

OH

01/23/2006 - Present

Nationwide Investment Services Corp. (GRANDVIEW HEIGHTS OH)

OH

02/18/2005 - 11/29/2005

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

IL

10/01/2003 - 03/01/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MO

04/15/2002 - 12/18/2002

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

OH

09/10/2001 - 03/15/2002

CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)

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Licenses & Designations

BC

Issued 02/09/2016

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/19/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Joseph Farris.
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