Unclaimed
Edward Dempsey is a financial advisor with over 30 years of experience in the financial services industry. Edward has been associated with Private Advisor Group, LLC, since 2013. Edward holds a Series 7, 63 and 65 license and is a Certified Financial Planner. Edward is registered in several states, including New York, Texas, Arizona, California, and Florida. Edward's primary focus is on providing investment advisory services to individuals, high-net-worth individuals, corporations, and charitable organizations. Edward has also been a registered representative with LPL Financial since 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/24/2024 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
NY
10/22/1986 - 11/01/2006
AMERIPRISE FINANCIAL SERVICES, INC. (CLIFTON PARK NY)
MN
04/25/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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