Unclaimed
Edward Joseph Butler is a financial professional registered in New York. Edward Joseph Butler is currently employed by Santander US Capital Markets LLC. Edward Joseph Butler has been in the industry for over 2 years. Edward Joseph Butler has passed multiple industry exams, including the Series 7, 63, 66, 22, 82 and 99. Prior to joining Santander US Capital Markets LLC, Edward Joseph Butler was employed by WELLS FARGO SECURITIES, LLC and CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/10/2024 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
07/18/2023 - 02/08/2024
WELLS FARGO SECURITIES, LLC (New York NY)
NY
08/06/2022 - 07/03/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/18/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 07/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/18/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/31/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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