Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Rogan is a financial advisor with DFA Securities LLC based in Charlotte, NC. Edward holds the Series 7TO, Series 63, and SIE licenses and is registered with FINRA. Edward has been a registered advisor for over a year and has been in the financial industry for over two years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/23/2022 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 04/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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