Unclaimed
Edward John Hecker is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Melbourne, Florida. Edward has been in the financial services industry since 1986. He is a Certified Financial Planner and holds several licenses and registrations, including Series 7, 63, 65, 8, 9, 10, 3, 5, 15, and SIE. Edward's previous experience includes roles with UBS Financial Services Inc., AllianceBernstein Investment Research and Management, Inc., Lincoln Financial Distributors, Inc., Delaware Distributors, L.P., Lincoln Financial Advisors Corporation, Cigna Financial Advisors,Inc., Paine Webber Incorporated, Dean Witter Reynolds Inc., and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/19/2023 - Present
Stifel, Nicolaus & Company, Inc. (MELBOURNE FL)
FL
01/03/2005 - 11/21/2016
UBS FINANCIAL SERVICES INC. (MELBOURNE FL)
TN
04/02/2002 - 01/10/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
PA
12/31/2000 - 11/08/2001
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
09/16/1998 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
IN
06/01/1998 - 01/06/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
11/11/1996 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NJ
02/20/1990 - 07/31/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/22/1988 - 03/03/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/03/1985 - 02/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2005
Series 3 - National Commodity Futures Examination
BC
Issued 02/05/1990
Series 15 - Foreign Currency Options Examination
BC
Issued 01/26/1990
Series 5 - Interest Rate Options Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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