Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward James Staten is a financial advisor who is registered with the state of New York. Edward is currently employed by Dowling & Partners Securities LLC. Previously, Edward Staten was registered with HALES SECURITIES, LLC. Edward Staten has passed the Series 79TO, Series 63 and SIE exams and is a licensed securities agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/25/2024 - Present
Dowling & Partners Securities LLC (New York NY)
NY
09/17/2021 - 04/29/2024
HALES SECURITIES, LLC (NEW YORK NY)
BC
Issued 01/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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