Unclaimed
Edward James Schuller is a financial advisor with RBC Capital Markets, LLC. Edward has been in the financial services industry since April 17, 1978 and has been registered with RBC Capital Markets, LLC since March 2008. Edward holds a Series 63 and a Series 65 license, in addition to several other licenses. Prior to joining RBC Capital Markets, LLC Edward was a financial advisor with Sutoro & Co. Incorporated. Edward also has a long history of working with the firm, Merrill Lynch, Pierce, Fenner & Smith Incorporated. Edward has a long history of working with individuals, high net worth individuals, corporations, trusts and foundations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/10/2017 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
06/03/1992 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
09/04/1990 - 06/23/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
01/25/1988 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
09/14/1987 - 11/09/1987
ALEX. BROWN & SONS INCORPORATED
NA
04/18/1983 - 10/08/1987
KIDDER, PEABODY & CO. INCORPORATED
NA
09/26/1978 - 05/02/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/01/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/08/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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