Unclaimed
Edward Neminski has been active in the financial industry since January 10, 1988. He is currently registered with Mizuho Securities USA LLC and has been with the firm since January 9, 2006. Previously, Edward was employed by Nomura Securities International, Inc. from September 22, 1987 to September 19, 2005. Edward has passed the Series 3, 7, 15, 16, 63 and SIE exams. Edward is licensed to sell securities in all 50 states, as well as the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/09/2006 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/22/1987 - 09/19/2005
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 11/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1996
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 04/27/1989
Series 15 - Foreign Currency Options Examination
BC
Issued 05/16/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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