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Edward James Neminski

Mizuho Securities USA LLC

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About Edward James Neminski

Edward Neminski has been active in the financial industry since January 10, 1988. He is currently registered with Mizuho Securities USA LLC and has been with the firm since January 9, 2006. Previously, Edward was employed by Nomura Securities International, Inc. from September 22, 1987 to September 19, 2005. Edward has passed the Series 3, 7, 15, 16, 63 and SIE exams. Edward is licensed to sell securities in all 50 states, as well as the District of Columbia and Puerto Rico.

Firm Information

Edward Neminski is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Edward Neminski’s Registration & Firm History

NY

01/09/2006 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/22/1987 - 09/19/2005

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/16/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/1996

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 04/27/1989

Series 15 - Foreign Currency Options Examination

BC

Issued 05/16/1988

Series 3 - National Commodity Futures Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Edward James Neminski.
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