linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Edward James Mercier

EF Legacy Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Edward? Claim Your Profile

About Edward James Mercier

Edward James Mercier is a registered representative with EF Legacy Securities, LLC. Edward has been in the financial industry since November 5, 1987, and holds the following licenses: Series 7, Series 9, Series 10, Series 24, and Series 65. Edward has held prior positions with Portsmouth Financial Services, Charles Schwab & Co., Inc., Liberty Securities Corporation, Pamco Securities and Insurance Services, and American Express Financial Advisors Inc. Edward is dedicated to providing clients with personalized financial advice and strategies to help them reach their financial goals.

Firm Information

Edward Mercier is currently registered with EF Legacy Securities, LLC. EF Legacy Securities, LLC is a Limited Liability Company formed on May 5, 2015. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Edward Mercier’s Registration & Firm History

KY

11/04/2019 - Present

EF Legacy Securities, LLC (Louisville KY)

CA

02/17/2017 - 10/15/2019

PORTSMOUTH FINANCIAL SERVICES (San Francisco CA)

CA

12/11/1998 - 02/19/2016

CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)

NY

08/01/1991 - 08/08/1997

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

11/17/1987 - 08/01/1991

PAMCO SECURITIES AND INSURANCE SERVICES

NA

06/18/1985 - 11/20/1987

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

Not sure if Edward James Mercier is right for you?

Licenses & Designations

IA

Issued 03/18/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/01/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/04/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/12/1989

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward James Mercier.
Not sure if Edward James Mercier is right for you?