Unclaimed
Edward James Kriete is an active Broker-dealer and Investment Advisor Representative. Edward James Kriete has worked in the financial services industry since 2000. Edward James Kriete holds FINRA Series 7, 6, 63 and 66 licenses, as well as the SIE Exam and Series 24 Principal Exam. Edward James Kriete is currently registered with Fidelity Brokerage Services LLC. Previously, Edward James Kriete was registered with Fidelity Investments Institutional Services Company, Inc. and First Union Securities, Inc. Edward James Kriete is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/27/2013 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
RI
05/30/2001 - 04/12/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MO
04/07/2000 - 03/01/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
RI
02/02/1999 - 01/18/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 04/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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