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Edward James Jeffery

Aegis Capital Corp.

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About Edward James Jeffery

Edward Jeffery is a financial advisor with Aegis Capital Corp. with over 30 years of experience in the industry. He is a registered representative with FINRA and holds Series 7, 24, 63 and 66 licenses. Edward's background includes experience at JHS Capital Advisors, LLC and Paulson Investment Company, Inc. He is also a managing member of Broadway Group LLC and the sole member of Edward Jeffery LLC. Edward is registered in California, Idaho, Louisiana, New York, Oregon, Texas and Washington. Edward's areas of specialization include investment management for individuals, businesses and pooled investment vehicles. Edward has a strong track record of providing financial advice to a diverse range of clients.

Firm Information

Edward Jeffery is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Edward Jeffery’s Registration & Firm History

OR

01/01/2025 - Present

Aegis Capital Corp. (PORTLAND OR)

OR

04/02/2012 - 07/07/2015

JHS CAPITAL ADVISORS, LLC (PORTLAND OR)

OR

11/23/1992 - 04/11/2012

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

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Licenses & Designations

BOTH

Issued 06/18/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Edward James Jeffery. Review regulatory record here.
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