Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward James Dunphy is a registered investment advisor representative with William Blair. Edward has over 30 years of experience in the financial services industry. Edward holds Series 7, 24, 31, 63, and 65 licenses. Edward has previously worked for Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley DW Inc., and Prudential Securities Incorporated. Edward specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Edward's office is located in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
07/11/2013 - Present
William Blair (CHICAGO IL)
IL
06/01/2009 - 08/05/2013
MORGAN STANLEY (OAK BROOK IL)
IL
11/16/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OAKBROOK TERRACE IL)
NY
10/23/1995 - 11/23/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/23/1992 - 10/26/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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