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Edward J Santos

Rabo Securities USA, Inc.

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About Edward J Santos

Edward J Santos is a financial professional registered with Rabo Securities USA, Inc. Edward has been in the securities industry since August 28, 2023. Edward holds the Series 79TO and SIE licenses and is registered with FINRA.

Firm Information

Edward Santos is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Santos’s Registration & Firm History

NY

08/29/2023 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/28/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward J Santos.
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