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Edward J McCarthy

Four Points Capital Partners LLC

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About Edward J McCarthy

Edward J McCarthy is a financial advisor with over 20 years of experience in the financial services industry. Edward is currently registered with Four Points Capital Partners LLC and holds Series 7, 24, 63, 79TO and SIE licenses. Edward previously worked at GB Capital Markets, Inc., Lightpath Capital, Inc, Dalmore Group LLC, TCT Securities & Derivatives, LLC, GBI Capital, Inc., Salient Capital L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Calyon Securities (USA) Inc, Sumitomo Bank Securities, Inc. and Drexel Burnham Lambert Incorporated. Edward has a strong track record of success in providing financial advice to individuals and families.

Firm Information

Edward McCarthy is currently registered with Four Points Capital Partners LLC. Four Points Capital Partners LLC is a Limited Liability Company formed in July 1997 and is registered to operate in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has one SEC registration and is approved in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward McCarthy’s Registration & Firm History

NJ

11/20/2018 - Present

Four Points Capital Partners LLC (RIDGEWOOD NJ)

NJ

06/22/2018 - 11/07/2018

GB CAPITAL MARKETS, INC. (Millington NJ)

TX

01/26/2018 - 06/25/2018

LIGHTPATH CAPITAL, INC (SOUTHLAKE TX)

NY

12/06/2016 - 02/28/2018

DALMORE GROUP LLC (WOODMERE NY)

FL

02/03/2016 - 03/24/2016

TCT SECURITIES & DERIVATIVES, LLC (MIAMI FL)

NY

02/05/2014 - 04/24/2014

GBI CAPITAL, INC. (NEW YORK NY)

TX

05/29/2009 - 04/15/2011

SALIENT CAPITAL L.P. (HOUSTON TX)

NY

06/28/2006 - 04/13/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/07/1994 - 01/17/2006

CALYON SECURITIES (USA) INC (NEW YORK NY)

NY

12/06/1991 - 09/09/1993

SUMITOMO BANK SECURITIES, INC. (NEW YORK NY)

NA

05/19/1988 - 09/07/1988

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 10/28/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2006

Series 3 - National Commodity Futures Examination

BC

Issued 10/23/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward J McCarthy.
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