Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward J. Dias is an Investment Advisor Representative with Dias, Edward J., located in Putnam, CT. Edward J. Dias has been in the industry since 1993 and has a Series 6, 7, 63, and 65. Edward J. Dias has also been previously employed with other firms including Capitol Securities Management, Inc. and SII Investments, Inc. Edward J. Dias's firm specializes in portfolio management for individuals and pensions. Edward J. Dias's firm is also active in financial planning and educational seminars. The firm offers a variety of compensation arrangements, including fixed fees, hourly charges, and percentage of assets. The firm has 9 clients and assets under management of $0.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
06/01/2012 - Present
Dias, Edward J. (PUTNAM CT)
MA
11/22/2010 - 05/16/2011
CAPITOL SECURITIES MANAGEMENT, INC. (WORCESTER MA)
CT
03/15/2010 - 06/03/2010
SII INVESTMENTS, INC. (PUTNAM CT)
MA
11/03/2009 - 02/23/2010
OGILVIE SECURITY ADVISORS CORPORATION (BURLINGTON MA)
CT
03/30/2004 - 10/21/2008
CR BROKER SERVICES, LLC (PUTNAM CT)
NY
01/02/2004 - 01/30/2004
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
CA
01/21/1998 - 12/31/2003
OFTRING & COMPANY, INC. (LOS ANGELES CA)
CO
03/04/1994 - 01/02/1997
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
DE
06/21/1993 - 11/23/1993
PML SECURITIES COMPANY (NEWARK DE)
IA
Issued 04/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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