Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Harris Ritter is a financial professional with over 30 years of experience in the industry. Edward has a wide range of experience in the securities industry, including investment banking, trading, and portfolio management. Edward currently works at Oppenheimer & Co. Inc., a leading financial services firm. Edward has held previous positions at LBBW SECURITIES, LLC, Nomura Securities International, Inc., Barclays Capital Inc., and Deutsche Bank Securities Inc. Edward is a registered representative and holds the Series 3, 7, 10, 24, 63, 79TO and SIE licenses. Edward is registered to provide investment advice in several states, including California, Colorado, Connecticut, Delaware, Florida, Illinois, Iowa, Maryland, Massachusetts, Minnesota, New Jersey, New Mexico, New York, Ohio, Pennsylvania, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/19/2011 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
01/28/2008 - 02/18/2010
LBBW SECURITIES, LLC (NEW YORK NY)
NY
05/29/2007 - 12/06/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/26/2002 - 04/25/2007
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/30/1993 - 10/11/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NA
09/26/1989 - 09/30/1993
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
BC
Issued 10/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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