Invested Better
Unclaimed

Unclaimed

Unclaimed

Edward Gregory Schmitz

Northland Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Edward? Claim Your Profile

About Edward Gregory Schmitz

Edward Gregory Schmitz is a financial advisor with over 30 years of experience in the industry. Edward has been a registered representative with Northland Securities, Inc. since July 2023 and is currently based out of their Minneapolis, MN office. Edward has a wide range of experience in the industry, having worked with several firms including BTIG, LLC, Oppenheimer & Co. Inc., and Global Hunter Securities, LLC. Edward is a Series 7, Series 10, Series 24, Series 55, Series 57TO, Series 63, Series 65, and Series 79TO licensed financial advisor.

Firm Information

Edward Schmitz is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Negotiated

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Edward Schmitz’s Registration & Firm History

MN

07/06/2023 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

NY

02/16/2022 - 05/05/2023

BTIG, LLC (New York NY)

NY

01/19/2012 - 02/11/2022

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

03/18/2011 - 01/04/2012

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NJ

02/23/2010 - 01/20/2011

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

02/09/2009 - 04/29/2009

THE BENCHMARK COMPANY, LLC (NEW YORK NY)

NY

03/21/2007 - 02/10/2009

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

10/21/1997 - 11/08/2006

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

11/13/1991 - 09/30/1997

SHERWOOD SECURITIES CORP. (NEW YORK NY)

NY

05/24/1988 - 11/18/1991

SPEAR, LEEDS & KELLOGG (NEW YORK NY)

NA

02/26/1987 - 05/24/1988

TROSTER SINGER CORPORATION

Not sure if Edward Gregory Schmitz is right for you?

Licenses & Designations

IA

Issued 10/22/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/26/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/20/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Edward Gregory Schmitz. Review regulatory record here.
Not sure if Edward Gregory Schmitz is right for you?