Unclaimed
Edward Gregory Schmitz is a financial advisor with over 30 years of experience in the industry. Edward has been a registered representative with Northland Securities, Inc. since July 2023 and is currently based out of their Minneapolis, MN office. Edward has a wide range of experience in the industry, having worked with several firms including BTIG, LLC, Oppenheimer & Co. Inc., and Global Hunter Securities, LLC. Edward is a Series 7, Series 10, Series 24, Series 55, Series 57TO, Series 63, Series 65, and Series 79TO licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
07/06/2023 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
NY
02/16/2022 - 05/05/2023
BTIG, LLC (New York NY)
NY
01/19/2012 - 02/11/2022
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/18/2011 - 01/04/2012
GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)
NJ
02/23/2010 - 01/20/2011
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
02/09/2009 - 04/29/2009
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
03/21/2007 - 02/10/2009
RODMAN & RENSHAW, LLC (NEW YORK NY)
NY
10/21/1997 - 11/08/2006
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
11/13/1991 - 09/30/1997
SHERWOOD SECURITIES CORP. (NEW YORK NY)
NY
05/24/1988 - 11/18/1991
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NA
02/26/1987 - 05/24/1988
TROSTER SINGER CORPORATION
IA
Issued 10/22/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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