Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Gonzalez has been in the financial industry since 1994. Edward is currently registered with Wells Fargo Securities, LLC and has been with the firm since 2004. Before joining Wells Fargo Securities, LLC, Edward worked at Deutsche Bank Securities Inc., Barclays Capital Inc., BT Alex. Brown Incorporated, and Alliance Fund Distributors, Inc. Edward holds Series 3, 7, 24, 55, 57TO, 63, 99TO, and SIE licenses. Edward is registered in all states in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/24/2004 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/01/2001 - 02/25/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/26/2000 - 03/26/2001
BARCLAYS CAPITAL INC. (NEW YORK NY)
MD
05/12/1999 - 08/28/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
TN
07/25/1994 - 08/15/1995
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
BC
Issued 09/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2005
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Edward Gonzalez is the right advisor for you? Invested Better is here to help.
