Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Gerard Spiegel is a registered representative with Wedbush Securities Inc. and an Investment Advisor Representative. Edward has been in the financial services industry since 1999 and has held a variety of roles at firms such as E*TRADE Securities LLC and Hold Brothers Capital LLC. Edward holds Series 7, Series 63, Series 24, Series 52TO, Series 99TO and SIE licenses. Edward specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
10/10/2023 - Present
Wedbush Securities Inc. (JERSEY CITY NJ)
NY
08/22/2022 - 06/16/2023
HOLD BROTHERS CAPITAL LLC (NEW YORK NY)
NJ
04/23/2008 - 08/31/2022
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
10/28/2014 - 09/30/2016
E*TRADE CLEARING LLC (JERSEY CITY NJ)
MA
10/20/2004 - 04/18/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/25/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/03/1999 - 03/22/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/09/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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