Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Gerald Schwarz is a financial advisor with over 40 years of experience in the industry. Edward has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1997. Edward is registered to provide investment advice in both California and Texas. Edward has worked for several financial institutions including Bank of America, N.A. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Edward holds the Series 63, Series 65, Series 7, Series 31, and SIE licenses. Edward specializes in portfolio management for individuals and businesses, pension consulting, and educational seminars. Edward has a large client base that includes high-net-worth individuals, corporations, and pension and profit-sharing plans. Edward is also registered to provide investment advice in over 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/12/1997 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
NA
10/03/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 6/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/3/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 9/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Edward Schwarz is the right advisor for you? Invested Better is here to help.
