Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Turnbull is a financial advisor who has been in the industry since September 1996. Edward is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Providence, Rhode Island. Edward has previously worked for CiTiGroup Global Markets Inc. in Providence, Rhode Island and Morgan Stanley DW Inc. in Purchase, New York. Edward is registered to provide investment advice in Rhode Island. He has a Series 63, 65, 7, 31, and SIE license. He is also registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
04/09/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
RI
08/16/2004 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (PROVIDENCE RI)
NY
09/13/1996 - 08/20/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 10/8/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/4/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 9/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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