Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Franklin Abbey is a registered representative and investment advisor representative with Stifel, Nicolaus & Company, Inc. Edward has been in the securities industry since 1975. Previously, Edward was employed by Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc. Edward has a Series 66 and Series 63 license. Edward is registered with the following states: Alabama, Connecticut, Florida, Illinois, Indiana, Iowa, Michigan, North Carolina, Ohio, South Carolina, Texas, and Wisconsin. Edward also holds Series 10, Series 9, Series 4, Series 8, SIE, Series 3, PC and Series 7 licenses. Edward specializes in investments for individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/01/2019 - Present
Stifel, Nicolaus & Company, Inc. (LIMA OH)
OH
01/01/2008 - 09/03/2019
WELLS FARGO CLEARING SERVICES, LLC (FINDLAY OH)
OH
04/15/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FINDLAY OH)
NA
07/25/1979 - 04/11/1985
PRUDENTIAL-BACHE SECURITIES INC.
NA
09/26/1978 - 08/20/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/25/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 03/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 09/02/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 06/21/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Edward Abbey is the right advisor for you? Invested Better is here to help.
