Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Prendergast is a financial advisor with Janney Montgomery Scott LLC. Edward has been in the securities industry since March 19, 1997. Edward is licensed in multiple states and has a strong focus on financial planning, pension consulting, and portfolio management. Edward previously worked at Edward Jones, PRUCO Securities, LLC, Hartford Equity Sales Company Inc., Morgan Stanley Smith Barney and several other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
02/18/2022 - Present
Janney Montgomery Scott LLC (GLASTONBURY CT)
MA
12/16/2013 - 02/22/2022
EDWARD JONES (EAST LONGMEADOW MA)
NJ
01/04/2013 - 12/13/2013
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
11/28/2011 - 01/02/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MA
11/18/2009 - 11/09/2011
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
05/30/2007 - 11/13/2009
HARTFORD EQUITY SALES COMPANY INC. (WESTWOOD MA)
MA
04/06/2006 - 04/02/2007
ONEAMERICA SECURITIES, INC. (SPRINGFIELD MA)
MA
10/14/2004 - 04/18/2006
PARK AVENUE SECURITIES LLC (SPRINGFIELD MA)
NY
02/12/2002 - 10/04/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
02/16/1999 - 12/31/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
10/20/1995 - 01/27/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 01/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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