Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Falvey is a financial advisor with over 30 years of experience in the industry. Edward is currently registered with Fidelity Brokerage Services LLC. Edward has held previous positions with Brownco, LLC, W. S. Griffith & Co., Inc., Clayton Securities Services, Inc., and Lehman Brothers Inc. Edward is a Series 63, Series 9, Series 10, Series 4, Series 8, Series 99TO, SIE, and Series 7 licensed professional. Edward is licensed in 14 states, including California, Colorado, District of Columbia, Florida, Kentucky, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
05/22/2006 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
08/23/1995 - 04/10/2006
BROWNCO, LLC (BOSTON MA)
CT
09/14/1994 - 08/29/1995
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
MO
10/06/1993 - 09/20/1994
CLAYTON SECURITIES SERVICES, INC. (CLAYTON MO)
NY
07/20/1990 - 10/19/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/25/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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