Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Dole Hughes is a financial professional with over 16 years of experience in the industry. Edward is currently registered with Santander US Capital Markets LLC, and previously held positions with Santander Investment Securities Inc. and UBS Securities LLC. Edward holds the Series 7, Series 27, Series 63 and Series 99TO licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DE
12/24/2009 - Present
Santander US Capital Markets LLC (NEWARK DE)
NY
09/01/2022 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
04/04/2007 - 11/19/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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