Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Devon Spaulding has been active in the financial services industry since 1999. Edward currently works for KCD Financial, Inc., and is registered with the state of Florida as a Registered Investment Advisor. Edward has also been registered with the states of Kentucky and Ohio as a Registered Investment Advisor, and as a Registered Representative. Previously Edward worked for firms including Prudential Investment Management Services LLC, Dreyfus Service Corporation, Seligman Advisors, Inc. and Paine Webber Incorporated. Edward has earned Series 63, 65 and 7 licenses. Edward also holds a Securities Industry Essentials (SIE) license. Edward has 27 years of experience in the financial services industry and has been a registered representative and investment advisor for the past 23 years. Edward has worked with a variety of clients including individuals, corporations, and other businesses. Edward's primary focus is on providing financial planning and portfolio management services to individuals and families. Edward also provides financial planning and portfolio management services to high-net-worth individuals. Edward is committed to providing his clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A portion of fees paid to 3rd party advisors
1
2
WI
04/12/2024 - Present
KCD Financial, Inc. (GREEN BAY WI)
NJ
12/01/2004 - 05/16/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
11/18/2002 - 11/12/2004
DREYFUS SERVICE CORPORATION (NEW YORK NY)
MA
04/28/2000 - 10/08/2002
SELIGMAN ADVISORS, INC. (BOSTON MA)
NA
10/18/1991 - 01/10/1995
PAINEWEBBER INCORPORATED
BC
Issued 04/28/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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