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Edward Dean Baraban

Fisher Investments

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About Edward Dean Baraban

Edward Baraban is a registered investment advisor representative with Fisher Investments. Edward has been in the financial services industry since 1998. Edward holds a Series 7, Series 55, Series 62, Series 63, and Series 65 license. Edward has experience in the following specializations: Portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, portfolio management for investment companies, and financial planning. Edward has a history of working at Sound Securities, LLC and First New York Securities, LLC.

Firm Information

Edward Baraban is currently registered with Fisher Investments. Fisher Investments is an investment firm headquartered in Plano, Texas, managing over $298 billion in assets. The firm offers a range of advisory services, including financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Fisher Investments serves a diverse client base, including individuals, high-net-worth individuals, corporations, and institutional investors.
Fisher Investments

6500 INTERNATIONAL PKWY

PLANO, TX 75093-8222

$298.73B

Assets Under Management

Not reported

Total Clients

2,215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio assessment

Portfolio assessment

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Edward Baraban’s Registration & Firm History

TX

09/13/2017 - Present

Fisher Investments (PLANO TX)

NY

04/28/2008 - 11/13/2009

SOUND SECURITIES, LLC (JERICHO NY)

NY

06/13/2000 - 06/08/2001

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

12/18/1998 - 06/30/2000

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/26/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/05/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2008

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/03/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/24/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Edward Dean Baraban.
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