Unclaimed
Edward Deacon Baran is a financial professional registered with Regions Securities LLC. Edward has been in the financial industry for over 6 years. Edward has passed the Series 63, SIE, and Series 79 exams. Edward is registered with the state of North Carolina. Prior to joining Regions Securities LLC, Edward was employed at Bank of America Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/21/2021 - Present
Regions Securities LLC (Charlotte NC)
NC
05/10/2019 - 05/18/2021
BOFA SECURITIES, INC. (CHARLOTTE NC)
NC
08/13/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BC
Issued 08/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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