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Edward Deacon Baran

Regions Securities LLC

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About Edward Deacon Baran

Edward Deacon Baran is a financial professional registered with Regions Securities LLC. Edward has been in the financial industry for over 6 years. Edward has passed the Series 63, SIE, and Series 79 exams. Edward is registered with the state of North Carolina. Prior to joining Regions Securities LLC, Edward was employed at Bank of America Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Edward Baran is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Baran’s Registration & Firm History

NC

05/21/2021 - Present

Regions Securities LLC (Charlotte NC)

NC

05/10/2019 - 05/18/2021

BOFA SECURITIES, INC. (CHARLOTTE NC)

NC

08/13/2016 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/17/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Deacon Baran.
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