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Edward Daniel O'Brien

National Financial Services LLC

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About Edward Daniel O'Brien

Edward O'Brien is a financial professional with over 20 years of experience in the industry. Edward is currently registered with National Financial Services LLC and Fidelity Distributors Co. LLC in Boston, Massachusetts. Edward has held previous roles at National Financial Services LLC and Fidelity Brokerage Services LLC in Smithfield, Rhode Island. Edward holds licenses Series 6, 7, 24, 63 and 66. Edward is also a Series 99TO Operations Professional.

Firm Information

Edward O'Brien is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward O'Brien’s Registration & Firm History

MA

12/08/2022 - Present

National Financial Services LLC (BOSTON MA)

RI

01/06/2014 - 04/12/2016

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

10/18/2004 - 04/07/2016

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/23/1992 - 05/05/1999

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

RI

07/27/1992 - 10/08/1992

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 09/30/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/15/2004

Series 7 - General Securities Representative Examination

BC

Issued 07/24/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Edward Daniel O'Brien.
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