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Edward Daley Sharkey

Cetera Advisors LLC

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About Edward Daley Sharkey

Edward Sharkey is a financial professional with over 30 years of experience in the industry. Edward is currently registered with Cetera Advisors LLC and is licensed to provide investment advice in a number of states. Edward has previously held positions at FIRST ALLIED SECURITIES, INC., MetLife Securities Inc., Metropolitan Life Insurance Company, 1717 Capital Management Company, Moore & Schley, Cameron & Co. and Moore & Schley/Meeker Sharkey Group Inc. Edward holds FINRA Series 7 and Series 63 licenses as well as the SIE exam.

Firm Information

Edward Sharkey is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Sharkey’s Registration & Firm History

NJ

09/08/2022 - Present

Cetera Advisors LLC (Brielle NJ)

NJ

02/06/2009 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (CRANFORD NJ)

NJ

07/21/2005 - 01/27/2009

METLIFE SECURITIES INC. (CRANFORD NJ)

NJ

07/21/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (TINTON FALLS NJ)

DE

02/26/1987 - 07/18/2005

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

NA

09/30/1988 - 04/28/1989

MOORE & SCHLEY, CAMERON & CO.

NA

09/24/1985 - 11/09/1988

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

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Licenses & Designations

BC

Issued 04/14/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Edward Daley Sharkey. Review regulatory record here.
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