Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Connor Smith is a financial advisor at Northwestern Mutual Investment Services, LLC. Edward has been in the industry since 2024 and has a Series 7TO and SIE license. Edward’s main office is located in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
09/06/2024 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
BC
Issued 09/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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