Unclaimed
Edward Bailey is a securities professional with over 20 years of experience in the financial services industry. Edward currently works at Susquehanna Securities, LLC, and has also held positions at Susquehanna Financial Group, Lllp and Susquehanna Capital Group. Edward has a broad range of experience in the financial industry, having worked in various roles such as a trader and a representative. Edward is registered in Pennsylvania and holds the Series 7, Series 55, Series 63, and Series 65 licenses. Edward has also passed the SIE and Series 57TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/19/2014 - Present
Susquehanna Securities, LLC (BALA CYNWYD PA)
PA
04/24/2013 - 03/13/2015
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
12/03/2004 - 11/04/2005
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
NE
07/29/1999 - 07/10/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 05/20/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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