Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Christy Swenson is an experienced financial professional with a diverse background in the industry. Edward has a proven track record of success, most recently serving as a registered representative for Sagepoint Financial, Inc., a firm headquartered in Scottsdale, AZ. Edward has also held positions at Dynasty Securities, LLC, Purshe Kaplan Sterling Investments, and Legg Mason Investor Services, LLC. Edward is currently registered with Osaic Wealth, Inc., a firm based in Scottsdale, AZ and focused on providing financial planning and investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
09/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
07/12/2023 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NY
01/11/2018 - 06/30/2023
DYNASTY SECURITIES, LLC (NEW YORK NY)
NY
05/28/2010 - 03/08/2018
PURSHE KAPLAN STERLING INVESTMENTS (NEW YORK NY)
FL
03/21/2013 - 06/14/2013
PPS SECURITIES, LLC (SAINT PETERSBURG FL)
NY
12/01/2005 - 12/31/2008
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
05/30/2000 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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