Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Charles Signaigo is a financial advisor with Wells Fargo Clearing Services, LLC. Edward has been in the industry since June 19, 1984. Edward is registered with both FINRA and the SEC, and holds a Series 3, 7, 10, 9, 63 and 65 licenses. He works in the San Diego area. Prior to working with Wells Fargo Clearing Services, LLC, Edward worked with Morgan Stanley, Morgan Stanley & Co. Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Shearson Inc., Lehman Brothers Inc. and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/04/2013 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
06/01/2009 - 09/06/2013
MORGAN STANLEY (LA MESA CA)
CA
02/29/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
11/26/1993 - 03/04/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARLSBAD CA)
NY
07/31/1993 - 12/02/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
08/26/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/20/1984 - 09/16/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1987
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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