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Edward Chapman Brown

Capital Client Group, Inc.

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About Edward Chapman Brown

Edward Chapman Brown is a financial advisor with over 23 years of experience in the industry. Currently, Edward Chapman Brown is registered with Capital Client Group, Inc. Edward Chapman Brown is also registered with the states of Alabama, California, Georgia, North Carolina, Tennessee, and Virginia. Edward Chapman Brown has passed the following exams: Uniform Securities Agent State Law Examination, Uniform Combined State Law Examination, Investment Company Products/Variable Contracts Principal Examination, Securities Industry Essentials Examination, General Securities Representative Examination, and Investment Company Products/Variable Contracts Representative Examination. Edward Chapman Brown has previously worked for Transamerica Capital, Inc., AXA Distributors, LLC, and Van Kampen Funds Inc.

Firm Information

Edward Brown is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Edward Brown’s Registration & Firm History

CA

03/07/2014 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CO

03/20/2008 - 02/28/2014

TRANSAMERICA CAPITAL, INC. (DENVER CO)

NC

01/22/2007 - 03/17/2008

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

TX

07/28/1999 - 02/05/2007

VAN KAMPEN FUNDS INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 04/18/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/21/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/26/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Chapman Brown.
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