Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Carroll is a securities professional with over 14 years of experience in the financial industry. Edward is currently registered with Finalis Securities LLC. Edward has previously held positions at Zanbato Securities LLC, Goldman Sachs & Co. LLC, REDI GLOBAL TECHNOLOGIES LLC, and Goldman Sachs Execution & Clearing, L.P. Edward is Series 3, 7, 55, 57TO, and SIE licensed. Edward is also registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/14/2024 - Present
Finalis Securities LLC (New York NY)
CA
01/11/2019 - 03/09/2021
ZANBATO SECURITIES LLC (MOUNTAIN VIEW CA)
NY
06/12/2006 - 06/07/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
06/26/2013 - 07/16/2013
REDI GLOBAL TECHNOLOGIES LLC (NEW YORK NY)
NY
08/31/2004 - 06/27/2006
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
BC
Issued 05/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/25/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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