Unclaimed
Edward Carr Spraberry is an investment advisor representative who has been working in the financial services industry since May 1996. Edward is currently registered with LPL Financial LLC in Flower Mound, TX. Edward has previously been registered with UBS Financial Services Inc. in Weehawken, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
11/23/2004 - Present
LPL Financial LLC (FLOWER MOUND TX)
NJ
05/23/1996 - 12/10/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 06/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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