Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Carmelo Rodriguez is an active investment advisor representative with Raymond James Financial Services Advisors, Inc. in Carlsbad, CA. Edward has been in the securities industry since April 13, 2000. Prior to joining Raymond James, Edward worked at LINSCO/PRIVATE LEDGER CORP. in San Diego, CA, Equitable Distributors, Inc. in Charlotte, NC and SunAmerica Capital Services, Inc. in Jersey City, NJ. Edward holds the Series 6, 7, 9, 10, 63 and 65 licenses. He specializes in working with individuals, high-net-worth individuals, corporations, pension and profit sharing plans, insurance companies, charitable organizations, banking or thrift institutions and state or municipal government entities. Edward is registered to provide investment advisory services in Arizona, California, Florida, Hawaii and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/18/2023 - Present
Raymond James Financial Services Advisors, Inc. (Carlsbad CA)
CA
04/24/2002 - 05/04/2007
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
NC
05/03/2001 - 10/23/2001
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NJ
09/27/1999 - 05/04/2001
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
IA
Issued 12/05/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/07/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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