Invested Better
Unclaimed

Unclaimed

Unclaimed

Edward Carl Moscato

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Edward? Claim Your Profile

About Edward Carl Moscato

Edward Moscato is a financial advisor currently registered with Cetera Investment Services LLC in Latham, New York. Edward has over 24 years of experience in the financial services industry. Edward has passed the Series 6, 62, and 63 exams. Previously, Edward was registered with LIFEMARK SECURITIES CORP. in Ithaca, New York, FORESTERS EQUITY SERVICES, INC. in SAN DIEGO, California, MML INVESTORS SERVICES, INC. in ITHACA, New York, and MUTUAL OF OMAHA INVESTOR SERVICES, INC. in ITHACA, New York.

Firm Information

Edward Moscato is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Edward Moscato’s Registration & Firm History

NY

06/03/2024 - Present

Cetera Investment Services LLC (LATHAM NY)

NY

10/26/2018 - 06/11/2024

LIFEMARK SECURITIES CORP. (Ithaca NY)

CA

01/27/2011 - 10/29/2018

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

NY

11/22/2006 - 12/31/2010

MML INVESTORS SERVICES, INC. (ITHACA NY)

NY

05/04/2000 - 11/16/2006

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (ITHACA NY)

NA

03/18/1994 - 01/31/1995

PRUCO SECURITIES CORPORATION

Not sure if Edward Carl Moscato is right for you?

Licenses & Designations

BC

Issued 05/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2008

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 05/03/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Carl Moscato.
Not sure if Edward Carl Moscato is right for you?