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Edward Brown

Wells Fargo Securities, LLC

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About Edward Brown

Edward Brown is a financial professional with over 10 years of experience in the industry. Edward currently works at Wells Fargo Securities, LLC and is registered with FINRA and the state of Massachusetts. Edward is also a Series 65 and Series 24 licensed professional. Edward was previously registered with WELLS FARGO FUNDS DISTRIBUTOR, LLC and EVERGREEN INVESTMENT SERVICES, INC.

Firm Information

Edward Brown is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Brown’s Registration & Firm History

MA

11/22/2019 - Present

Wells Fargo Securities, LLC (BOSTON MA)

MA

01/04/2010 - 04/21/2016

WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)

MA

09/22/2006 - 01/04/2010

EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 11/12/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/11/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2013

Series 24 - General Securities Principal Examination

BC

Issued 04/21/2016

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Edward Brown.
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