Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Brian Newman is a financial advisor with over 30 years of experience in the industry. He is currently registered with Raymond James & Associates, Inc., where he provides a range of financial services to individuals and businesses. Previously, he was registered with Oppenheimer & Co. Inc., CIBC World Markets Corp., Lehman Brothers Inc., and The Stuart-James Company, Incorporated. Edward is licensed in all 50 states and the District of Columbia. He holds the Series 7, 31, 63, 65 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/26/2015 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
01/03/2003 - 02/09/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/27/1996 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/26/1990 - 02/29/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
CO
06/20/1989 - 08/23/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 02/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Edward Newman is the right advisor for you? Invested Better is here to help.
