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Edward Brian Marrinan

Smbc Nikko Securities America, Inc.

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About Edward Brian Marrinan

Edward Brian Marrinan is a financial advisor associated with SMBC Nikko Securities America, Inc. Edward has over 20 years of experience in the financial industry. He has a broad range of experience, including working at HSBC Securities (USA) Inc., RBS Securities Inc., Sanford C. Bernstein & Co., LLC, and J.P. Morgan Securities Inc. Edward has a strong track record of success in providing financial advice to clients. He holds a Series 7, Series 16, Series 24, Series 63, Series 79, and SIE. Edward is currently registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Edward is also registered to sell securities in all 50 states and the District of Columbia.

Firm Information

Edward Marrinan is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Marrinan’s Registration & Firm History

NY

02/10/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

12/10/2015 - 02/02/2022

HSBC SECURITIES (USA) INC. (NEW YORK NY)

CT

05/06/2010 - 10/06/2015

RBS SECURITIES INC. (STAMFORD CT)

NY

02/13/2008 - 04/29/2010

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

05/01/2001 - 12/31/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/22/2000 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/02/2000

Series 7 - General Securities Representative Examination

BC

Issued 03/10/2000

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Edward Brian Marrinan.
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