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Edward Brian Haggerty

Dominari Securities LLC

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About Edward Brian Haggerty

Edward Haggerty is a financial professional with over 30 years of experience in the securities industry. Currently, Edward is a Registered Representative at Dominari Securities LLC. Edward has extensive experience providing investment advice and portfolio management services to a variety of clients, including high-net-worth individuals, corporations and other businesses. Edward previously served as a Registered Representative at AEGIS CAPITAL CORP., NATIONAL SECURITIES CORPORATION, FIRST MONTAUK SECURITIES CORP., THE CONCORD EQUITY GROUP, LLC, FAHNESTOCK & CO. INC., JOSEPHTHAL & CO., INC., DRAKE & COMPANY, INC., PARAGON CAPITAL MARKETS, STEINBERG & LYMAN, and D. H. BLAIR & CO., INC. Edward holds a Series 7, Series 24 and Series 63 license and is also a registered representative in Florida, Georgia, New Jersey, New York, South Carolina, Tennessee, and Virginia. Edward is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Edward Haggerty is currently registered with Dominari Securities LLC. Dominari Securities LLC is a Limited Liability Company formed in April 2023 and headquartered in New York, NY. The firm provides a variety of advisory services including financial planning, selection of other advisors, and portfolio management for individuals and businesses. Dominari Securities LLC manages approximately $26,785,046 in regulatory assets for 124 accounts, primarily for high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Dominari Securities LLC

725 FIFTH AVE., 23RD FL.

NEW YORK, NY 10022

$26.79M

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Edward Haggerty’s Registration & Firm History

NY

03/04/2024 - Present

Dominari Securities LLC (Garden City NY)

NY

09/01/2017 - 03/28/2024

AEGIS CAPITAL CORP. (Garden City NY)

NY

01/24/2007 - 09/29/2017

NATIONAL SECURITIES CORPORATION (MINEOLA NY)

NY

12/01/2003 - 02/05/2007

FIRST MONTAUK SECURITIES CORP. (PORT WASHINGTON NY)

NJ

10/18/2002 - 12/31/2003

THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)

NY

01/02/2002 - 10/21/2002

FAHNESTOCK & CO. INC. (NEW YORK NY)

NY

07/25/2000 - 01/02/2002

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

02/05/1999 - 07/27/2000

DRAKE & COMPANY, INC. (NEW YORK NY)

NJ

01/01/1988 - 02/05/1999

PARAGON CAPITAL MARKETS (EAST HANOVER NJ)

NA

07/10/1987 - 02/02/1988

STEINBERG & LYMAN

NA

07/24/1985 - 07/01/1987

D. H. BLAIR & CO., INC.

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Licenses & Designations

BC

Issued 09/12/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/1990

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Brian Haggerty.
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