Unclaimed
Edward Haggerty is a financial professional with over 30 years of experience in the securities industry. Currently, Edward is a Registered Representative at Dominari Securities LLC. Edward has extensive experience providing investment advice and portfolio management services to a variety of clients, including high-net-worth individuals, corporations and other businesses. Edward previously served as a Registered Representative at AEGIS CAPITAL CORP., NATIONAL SECURITIES CORPORATION, FIRST MONTAUK SECURITIES CORP., THE CONCORD EQUITY GROUP, LLC, FAHNESTOCK & CO. INC., JOSEPHTHAL & CO., INC., DRAKE & COMPANY, INC., PARAGON CAPITAL MARKETS, STEINBERG & LYMAN, and D. H. BLAIR & CO., INC. Edward holds a Series 7, Series 24 and Series 63 license and is also a registered representative in Florida, Georgia, New Jersey, New York, South Carolina, Tennessee, and Virginia. Edward is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/04/2024 - Present
Dominari Securities LLC (Garden City NY)
NY
09/01/2017 - 03/28/2024
AEGIS CAPITAL CORP. (Garden City NY)
NY
01/24/2007 - 09/29/2017
NATIONAL SECURITIES CORPORATION (MINEOLA NY)
NY
12/01/2003 - 02/05/2007
FIRST MONTAUK SECURITIES CORP. (PORT WASHINGTON NY)
NJ
10/18/2002 - 12/31/2003
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NY
01/02/2002 - 10/21/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
07/25/2000 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
02/05/1999 - 07/27/2000
DRAKE & COMPANY, INC. (NEW YORK NY)
NJ
01/01/1988 - 02/05/1999
PARAGON CAPITAL MARKETS (EAST HANOVER NJ)
NA
07/10/1987 - 02/02/1988
STEINBERG & LYMAN
NA
07/24/1985 - 07/01/1987
D. H. BLAIR & CO., INC.
BC
Issued 09/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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