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Edward Brandes Conway

Keefe, Bruyette & Woods, Inc.

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About Edward Brandes Conway

Edward Conway has been in the financial services industry since August 16, 1993. Currently, Edward Conway is registered with Keefe, Bruyette & Woods, Inc. Previously, Edward Conway was employed by Moelis & Company LLC, Barclays Capital Inc. and Lehman Brothers Inc. Edward Conway is registered as a securities agent in 52 states and holds the Series 63, Series 79TO, SIE, Series 7 and Series 24 licenses.

Firm Information

Edward Conway is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Conway’s Registration & Firm History

NY

12/04/2023 - Present

Keefe, Bruyette & Woods, Inc. (NEW YORK NY)

NY

11/15/2019 - 12/04/2023

MOELIS & COMPANY LLC (NEW YORK NY)

NY

09/22/2008 - 11/25/2019

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/17/1993 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Edward Brandes Conway.
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