Unclaimed
Edward Buttner is a financial advisor with over 27 years of experience in the industry. Edward is currently registered with Moors & Cabot, Inc. Prior to that, Edward was registered with JANNEY MONTGOMERY SCOTT LLC. Edward has a strong background in both investment advisory and brokerage services and has held licenses for both industries. Edward holds a Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/05/2012 - Present
Moors & Cabot, Inc. (BOSTON MA)
MA
11/14/2008 - 10/24/2012
JANNEY MONTGOMERY SCOTT LLC (OSTERVILLE MA)
MA
07/26/2002 - 11/17/2008
MOORS & CABOT, INC. (BOSTON MA)
MD
04/12/1995 - 08/19/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 04/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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