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Edward B Moore

Cetera Advisors LLC

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About Edward B Moore

Edward Moore is a financial advisor with over 20 years of experience in the financial services industry. Edward is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC and Cetera Advisor Networks LLC. Edward is also registered with the state of New York. Edward holds the Series 6, 7, 24 and 63 licenses as well as the SIE designation.

Firm Information

Edward Moore is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Moore’s Registration & Firm History

CA

06/10/2021 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

06/10/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CT

08/29/2011 - 06/14/2021

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

CT

08/29/2011 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

CT

08/29/2011 - 12/31/2020

SLD AMERICA EQUITIES, INC. (WINDSOR CT)

PA

08/29/2011 - 06/18/2018

DIRECTED SERVICES LLC (WEST CHESTER PA)

CT

08/29/2011 - 10/03/2016

VOYA RETIREMENT ADVISORS, LLC (WINDSOR CT)

NY

01/22/2008 - 09/02/2009

PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)

NY

06/05/2000 - 01/16/2008

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NY

10/21/1999 - 07/27/2000

MONY SECURITIES CORPORATION (NEW YORK NY)

NJ

08/13/1998 - 06/11/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

GA

01/22/1996 - 12/01/1997

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/10/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/07/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1998

Series 7 - General Securities Representative Examination

BC

Issued 01/19/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward B Moore.
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