Unclaimed
Edward Ashur Samano is a financial advisor with UBS Financial Services Inc. Edward has been in the industry since February 1, 1999, and has a wide range of experience in the financial services industry. Edward specializes in portfolio management for individuals and businesses, as well as financial planning, pension consulting, and educational seminars. Edward has held various positions throughout his career, most recently with Morgan Stanley and AXA Advisors, LLC. Edward holds the Series 4, 6, 7, 9, 10, 24, 52, 53, and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
02/26/2016 - Present
UBS Financial Services Inc. (NORTHBROOK IL)
IL
05/23/2013 - 03/10/2016
MORGAN STANLEY (CHICAGO IL)
IL
12/02/1998 - 03/21/2013
AXA ADVISORS, LLC (DEERFIELD IL)
NY
12/02/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/2013
Series 4 - Registered Options Principal Examination
BC
Issued 06/11/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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