Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Anthony Sarmiento is a financial advisor at Cantor Fitzgerald & Co.. Edward has been in the financial services industry since 1989. Edward is registered with the following securities regulators: FINRA, and the states of California, Colorado, Connecticut, Georgia, Kansas, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, and Pennsylvania. Edward has passed the following exams: Series 7, Series 9, Series 10, Series 52TO, Series 57TO, Series 63, Series 66, Series 99TO, and SIE. Prior to joining Cantor Fitzgerald & Co., Edward worked at Wells Fargo Securities, LLC, BANC OF AMERICA SECURITIES LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/26/2017 - Present
Cantor Fitzgerald & Co. (CONSHOHOCKEN PA)
PA
01/04/2010 - 04/18/2017
WELLS FARGO SECURITIES, LLC (PHILADELPHIA PA)
NJ
03/13/2009 - 10/26/2009
BANC OF AMERICA SECURITIES LLC (MARLTON NJ)
PA
04/04/1991 - 03/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)
NA
08/16/1988 - 02/26/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 02/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/24/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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